This is the first in what we hope will become a regular series of interviews with members of the Temple business law community about their work, the business law community, and business law practice generally. Jon Smollen directs Temple’s Center for Compliance and Ethics (CCE), and recently sat down with The 10-Q’s editors to talk
Introduction Earlier this year, SEC Chairman Jay Clayton fired a warning shot across the bow of practicing securities attorneys: “act responsibly and hold [yourselves] to high standards.” Chairman Clayton specifically called out members of the securities bar advising clients on initial coin offerings (ICOs) that were not being registered with the SEC under the federal
Fox Rothschild attorneys discuss the SEC’s 2018 examination priorities for the Office of Compliance Inspections.
Temple Law Review and Temple’s Center for Compliance and Ethics host symposium on corporate compliance
Diana E. McCarthy (LAW ’93) and Joshua M. Lindauer examine the SEC through the lens of cybersecurity enforcement
SEC wields its new enforcement weapon under the Bank Secrecy Act, notes Peter D. Hardy and colleagues
Recent 3.2M penalty against hospital has Karilynn Bayus (LAW ‘06) and Bruce Armon reminding covered entities to maintain robust compliance program.
Compliance careers are here to say. Jon Smollen highlights its continued growth and opportunities available for Temple Law students.
Provost JoAnne Epps reveals lessons for business lawyers from her Deanship
The U.S. Department of Health and Human Services, Office for Civil Rights (“OCR”) has been actively enforcing the Health Insurance Portability and Accountability Act of 1996 (“HIPAA”) in 2016. As of August, covered entities and business associates (the organizations who are subject to HIPAA) have paid OCR more than $20 million to resolve allegations of